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Statutory, Legal and Compliance Requirements

An Interactive 5-Day Training Course

Statutory, Legal and Compliance Requirements

Compliance in Practice & Risk Management

NASBA
Classroom Schedule
Date Venue Fees
16 - 20 Mar 2026 Riyadh $ 5,950
20 - 24 Apr 2026 London $ 5,950
15 - 19 Jun 2026 Lisbon $ 5,950
13 - 17 Jul 2026 Dubai $ 5,950
03 - 07 Aug 2026 Amsterdam $ 5,950
09 - 13 Nov 2026 Dubai $ 5,950
07 - 11 Dec 2026 London $ 5,950
04 - 08 Jan 2027 London $ 5,950
11 - 15 Jan 2027 Dubai $ 5,950
01 - 05 Feb 2027 Riyadh $ 5,950
Online Schedule
Date Venue Fees
20 - 24 Apr 2026 Online $ 3,950
09 - 13 Nov 2026 Online $ 3,950

Course Summary

In this Statutory, Legal and Compliance Requirements training course, we examine complexity of issues encountered by compliance officers and managers which is a result of the regulatory regime and the increasingly dynamic nature of the business and the risk scenarios which arise as a consequence. We introduce, demonstrate and test best practice recommendations for the role of the Legal and Compliance Officer, and the ever increasing need within to comply with requisite statutory, regulation, and best practice and to ensure that their staff are appropriately trained.

This training course is designed from legal compliance practitioner’s perspective and it provides a comprehensive overview of the regulatory environment, the role of compliance professionals, their functions and position within the regulatory regime and their relationship with the business and other stakeholders.

This GLOMACS Statutory, Legal and Compliance Requirements training course will highlight:

  • The statutory and regulatory environment  
  • The role and powers of the authorities (from international perspective)
  • The style and features of regulation  
  • The role and responsibilities of the compliance  
  • The issues to be considered in developing compliance policies and procedures
  • A variety of core pieces of legislation which are relevant to the compliance function
  • Best practice risk management techniques
  • Key risk areas
Course Outline
Day 1

Understanding Risk, Statutory, Legal and Regulatory Compliance

  • What is effective legal and regulatory compliance?
  • Prudential compliance
  • What are the objectives of compliance?
  • What is integrity in the eyes of the regulator?
  • Managing regulatory compliance in a dynamic environment

Regulators and their Power

  • The role of the regulator
  • Regulatory models
  • Enforcement
  • Regulatory rules
  • The framework of a regulator
  • The potential liability of regulators
Day 2

Understanding the Legal and Regulatory Environment

  • The need for, and objectives of law and regulation
  • Sources of law and regulation
  • Prevention of money laundering and financial crime
  • Understanding money laundering offences
  • Designing an effective reporting system
  • Terrorist financing
  • The USA PATRIOT act and US extraterritoriality
  • Money laundering and tax evasion
  • Financial crime
  • Preventing fraud
  • Corruption
  • Market manipulation / misleading statements, insider dealing and market abuse
Day 3

Industry Knowledge and Awareness

  • Codes of corporate governance
  • Regulatory principles
  • Overview of commercial laws and mechanisms governing legal persons and arrangements
  • Regulators
  • Products and services

The Role of the Compliance Officer

  • Compliance structure
  • The role of the compliance officer
  • Key compliance activities and processes
  • Risk-based compliance monitoring
  • Investigating compliance breaches
  • Training
Day 4

Compliance in Practice

  • Compliance governance
  • Internal and external relationships
  • Links between compliance, culture and ethics
  • Specific internal compliance control issues
  • Risk management

Key Compliance Issues

  • Practical considerations
  • Compliance oversight and internal controls
Day 5

Legislation of Relevance to the Compliance Function: Risk Management

  • Understanding where disputes are most likely to arise
  • Understanding regulatory risk
  • The risk management process: What to remember when designing an effective risk management system?
  • Opportunities and threats from risk management developments
  • Dealing with regulatory issues and enforcement
  • Why risk management of legislative breach must be included in compliance framework?
  • Key risk areas: financial crime and money laundering, cyber-crime, bribery and corruption, data protection loss
  • Best practice risk management techniques
Certificates
  • On successful completion of this training course, GLOMACS Certificate will be awarded to the delegates. Continuing Professional Education credits (CPE): In accordance with the standards of the National Registry of CPE Sponsors, one CPE credit is granted per 50 minutes of attendance.
Providers and Associations

Endorsed Education Provider

KHDA
NASBA

In Association With

Options & Brochure

Why Choose Saudi GLOMACS?

Saudi GLOMACS is the official Saudi Arabian division of GLOMACS International (glomacs.com), delivering internationally recognised training courses both within Saudi Arabia and across international locations. Our training courses are aligned with the highest professional and institutional standards, supported by a strong understanding of the professional landscape in Saudi Arabia and access to global expertise.

Saudi GLOMACS enables professionals and organisations to strengthen leadership, capability, and long-term excellence through consistently high-quality learning experiences.

Official Saudi Presence

Official Saudi Arabian division of GLOMACS with established global credibility.

International Benchmarks

Internationally benchmarked training courses aligned with professional best practices.

Trusted Across Sectors

Trusted by professionals and institutions across public and private sectors.

Flexible Delivery

Training courses delivered within Saudi Arabia and across international locations.

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Frequently Asked Question

No. Saudi GLOMACS delivers courses in Saudi Arabia and internationally, including delivery across Europe and Asia. This allows organisations and professionals to access training both locally and abroad.

No. While governance and leadership are part of the portfolio, Saudi GLOMACS delivers training across the entire business and professional lifecycle, including administrative, technical, legal, regulatory, and sector-specific training.

No. Our training courses are delivered globally through international locations and online platforms, enabling participants from Saudi Arabia and around the world to learn together. This global delivery approach ensures exposure to diverse perspectives, international best practices, and cross-cultural insights while maintaining strong relevance to regional and organisational needs.

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Yes. Saudi GLOMACS designs and delivers bespoke in-house training tailored to organisational objectives, sector requirements, and workforce needs. Training can be delivered in Saudi Arabia or internationally, depending on requirements.

Yes, in-house and customised strategy training courses are available to support organisations seeking tailored strategic capability development. These courses can be aligned with your industry context, organisational challenges, and long-term strategic objectives.

For further details or to discuss customisation requirements, you may call or WhatsApp +966 (54) 286 8546 or email info@glomacs.sa . You can also submit a detailed enquiry through our in-house training page at: https://sa.glomacs.com/in-house-seminars

If you would like further information about these training courses, our team is available to provide professional guidance and support. We are pleased to assist with course selection, the registration process, and any other related enquiries.

For personalised assistance or detailed enquiries, please contact our team on +966 (54) 286 8546 or email us at info@glomacs.sa

Courses delivered in Saudi Arabia are adapted to reflect local regulatory frameworks, organisational structures, sector conditions, and professional expectations. This ensures training is relevant, practical, and aligned with Saudi workplace realities.

GLOMACS has been delivering professional training for over thirty years, with courses delivered across Europe, the Middle East, Asia, and other international markets.

Saudi GLOMACS combines three decades of global training experience with a clear focus on Saudi market relevance. This allows it to deliver training that is both internationally credible and locally applicable, across a broader range of disciplines than niche or single-focus providers.

Saudi GLOMACS is a Saudi-based professional training provider delivering courses tailored to the Saudi market and applicable internationally. It operates within the global GLOMACS framework and draws on more than three decades of international training experience.

Saudi GLOMACS offers professional training across a wide range of disciplines, including administration, leadership and management, governance and regulation, law, oil and gas, energy, engineering, finance, digital technologies, and sector-specific specialisations.

Training supports professionals across all career stages, from operational roles to specialist and senior responsibilities.

Participants include professionals from public sector, semi-government, and private sector organisations, across a wide range of roles and industries. Attendees range from administrative and operational professionals to technical specialists, managers, and senior decision-makers.

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